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FINRA Appoints Julie Glynn and Tina Gubb as Senior Vice Presidents of Enforcement
Slice of Finance Team
24 Jul
Key Highlights:
Julie Glynn and Tina Gubb named Senior VPs of Enforcement.
Gubb's appointment effective July 22; Glynn's in September.
Both will act as senior legal advisors and lead Enforcement teams.
Glynn joins from J.P. Morgan Chase; Gubb has been with FINRA since 1998.
Source (Business Wire)
Notable Quote:
“Julie and Tina possess exemplary legal expertise, as well as superior leadership skills. I am confident that both Julie and Tina have the breadth of experience, strategic thinking and agility needed to help lead our teams in pursuit of FINRA’s mission of investor protection and market integrity.”
Our Take:
The appointments of Julie Glynn and Tina Gubb as Senior Vice Presidents of Enforcement signify a strategic enhancement in FINRA’s leadership team. Glynn brings a wealth of experience from her tenure at J.P. Morgan Chase, particularly in legal advisory and regulatory compliance, which will be invaluable in her new role. Gubb’s long-standing history with FINRA and her extensive experience in handling high-profile regulatory matters underscore her suitability for this leadership position. Together, their expertise will bolster FINRA’s efforts in maintaining market integrity and protecting investors. These appointments reflect FINRA’s ongoing commitment to strengthening its enforcement capabilities and ensuring robust regulatory oversight in the securities industry.